Global OTC

Trading Fees

FOR SECURITIES WITH SHARE PRICES > THAN OR EQUAL TO $1.00

Volume Tier Criteria Liquidity Event (Rebate) /Fee
Monthly shares traded between 1 and 15,000,000 Executed Shares Adding Liquidity ($0.0020)
Monthly shares traded greater than 15,000,000 shares per month Executed Shares Adding Liquidity ($0.0028)
None Executed Shares Removing Liquidity $0.003
None Executed Shares Routed $0.004
None Executed Shares in an Auction $-

ENROLLED MARKET MAKER LIQUIDITY CREDITS

Criteria Liquidity Event Rebate
Enrolled Participants[1] Executed Shares Adding Liquidity Declared Monthly Market Maker Rebate $25,000

FOR SECURITIES WITH SHARE PRICES > THAN OR EQUAL TO $0.01 AND < THAN $1.00

Volume Tier Criteria Liquidity Event (Rebate) /Fee
None Shares Adding Liquidity ($0.00002)
None Shares Removing Liquidity $0.00003
None Shares Routed $0.00008
None Shares Executed in an Auction $ -

FOR SECURITIES WITH SHARE PRICES LESS THAN $0.01

Volume Tier Criteria Liquidity Event (Rebate) /Fee
None Shares Adding Liquidity $ -
None Shares Removing Liquidity 0.3% of Notional
None Shares Routed 0.4% of Notional
None Shares Executed in an Auction $ -

Share Price Minimum Displayed Order Size
0.0001-0.0999 10,000
0.10-0.1999 5,000
0.20-0.5099 2,500
0.51-0.9999 1,000
1.00-174.99 100
175.00+1

UGW FIX Ports for order/quote entry/drop copies: $250 per port per month. No fee shall apply to ports in the backup datacenter that are not utilized during the relevant month, and no fee shall apply to ports in the backup datacenter that are utilized when the primary datacenter is unavailable. If a port in the backup datacenter is utilized when the primary datacenter is available, then the fee shall apply.

Schedule B Fees

[1] Participants must enroll in the Global OTC Market Making Rebate Program ("Rebate Program") in order to be eligible for the above referenced Market Maker Liquidity Credits Requirements:

Participants must be an approved Global OTC Subscriber and enroll in the Rebate Program.

Enrolled participants must continuously have a displayed buy order and a displayed sell order of at least the minimum size dictated in the Market Making Order Size Minimum requirements chart. Execution of an order does not remove the requirement to have a continuously displayed priced order during the core trading hours between 9:30 am to 4:00 pm ET.

Rebate Program participants must meet the display requirements for a minimum of 300 securities priced >=$1.00 and for a minimum of 15 consecutive trading days per month to be eligible for the Market Maker Liquidity Credits.

Market Maker Liquidity Credits are not paid in securities where the price is < $1.00.

Global OTC will publish the amount of the Market Maker Liquidity Credits ('rebate pool") on it's website, www.globalotc.com. Initially, the rebate pool will be set at $25,000 per month. The rebate pool is distributed to enrolled participants in securities priced >= $1.00 based on the amount of liquidity adding shares executed that meet the stated requirements.

Customer Support

For Global OTC Trading Support:
Email: trading@globalotc.com

For General Information and Support:
Phone: 1-888-599-4086
Email: info@globalotc.com

Contact Global OTC

Barry Scadden
bscadden@globalotc.com
1-888-599-4086